By-Laws & Rules

Note: Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.

Download By-Laws & Rules Documents

OCC Rule Certification Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules. - PDF (CFTC Self-Certification of Rules November 7, 2024.)
OCC Rule Certification Concerning Updates to OCC's Capital Management Policy - PDF (CFTC Self-Certification of Rules September 11, 2024.)
OCC Rule Certification Concerning The Options Clearing Corporation's Backtesting Framework and to Establish a Resource Backtesting Margin Charge - PDF (CFTC Self-Certification of Rules August 30, 2024.)
OCC Rule Certification Concering the Modification of its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), to Conform its Margin Model to the Contract Specifications for a New Exchange Product - PDF (CFTC Self-Certification of Rules July 1, 2024.)
OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility - PDF (CFTC Self-Certification of Rules February 15, 2024.)

Policy Statements

Procedures